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97 F. Supp. 2d 892, *; 2000 U.S. Dist. LEXIS 7752, **;
46 Fed. R. Serv. 3d (Callaghan) 1167 MARCIA HARRIS, Plaintiff, v. FRANKLIN-WILLIAMSON HUMAN
SERVICES, INC., LABORERS' INTERNATIONAL UNION OF NORTH AMERICA,
SOUTHERN ILLINOIS LABORERS' DISTRICT COUNCIL, RANDALL J.
MAYHEW, Defendants. CIVIL ACTION NO. 98-4290-DRH UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF
ILLINOIS 97 F. Supp. 2d 892; 2000 U.S. Dist. LEXIS 7752; 46 Fed. R.
Serv. 3d (Callaghan) 1167 May 10, 2000, Decided May 11, 2000, Filed DISPOSITION: [**1] Laborers' International Union of North America, Southern Illinois Laborers' District Council and Randall J. Mayhew's motion for summary judgment (Docket Entry No. 88) GRANTED. Franklin-Williamson's motion for partial summary judgment on Counts I and II (Docket Entry No. 98) GRANTED. Franklin-Williamson's motion for partial summary judgment on Counts III and IV (Docket Entry No. 105) GRANTED. Laborers' International Union of North America, Southern Illinois Laborers' District Council and Randall J. Mayhew's motion for Rule 11 sanctions (Docket Entry No. 62) GRANTED. Franklin-Williamson's motion for Rule 11 sanctions and for sanctions pursuant to 28 U.S.C. § 1927 (Docket Entry No. 120) GRANTED in part and DENIED in part. Laborers' International Union of North America, Southern Illinois Laborers' District Council and Randall J. Mayhew's motion for sanctions pursuant to 28 U.S.C. § 1927 (Docket Entry No. 124) GRANTED. Harris and her attorneys, the law firm of Thompson Coburn SANCTIONED.
CORE TERMS: summary judgment, gender, prima facie case, deposition, age discrimination, sexual harassment, retaliation, sex discrimination, threatening, twenty-one, harassment, phone, leave to file, sexual, sex, tortious interference, similarly situated, hostile, younger, circulated, replaced, crime of violence, violence, grievance, offensive, discovery, arrested, hostile work environment, direct evidence, protected class
COUNSEL: For MARCIA HARRIS, plaintiff: Charles M. Poplstein, Rodney A. Harrison, Thompson Coburn, St. Louis, MO. For FRANKLIN-WILLIAMSON HUMAN SERVICES INC, [**2] defendant: Kevin J. Lorenz, Burton D. Garland, Jr., McMahon, Berger et al., St. Louis, MO. For LABORERS' INTERNATIONAL UNION OF NORTH AMERICA, SOUTHERN ILLINOIS LABORERS' DISTRICT COUNCIL, RANDALL J MAYHEW, defendants: Michael W. O'Hara, Patrick J. O'Hara, Cavanagh & O'Hara, Sangamon County, Springfield, IL. JUDGES: DAVID R. HERNDON, United States District Judge. OPINIONBY: DAVID R. HERNDON OPINION: [*896] MEMORANDUM AND ORDER HERNDON, District Judge: I. Introduction Pending before the Court are Defendants' three motions for summary judgment and Defendants' three motions for sanctions pursuant to FEDERAL RULE OF CIVIL PROCEDURE 11 and 28 U.S.C. § 1927 against Marcia Harris and her attorneys (Docket Entry Nos. 88, 98, 105, 62, 120, and 124, respectively). As to the motions for summary judgment, Defendants maintain that they are entitled to summary judgment on all counts of Harris' First Amended Complaint. Specifically, they maintain that Harris has not established a prima facie case under any of the counts. As to the sanctions, Defendants assert that Harris filed this lawsuit for the sole purpose of harassing Defendants, causing undue delay, and [**3] needlessly increasing the costs of litigation. Specifically, they maintain that many of the allegations in her First Amended Complaint are not supported by the evidence and that Harris and her attorneys knew that some of the allegations were not supported by evidence when they filed the First Amended Complaint. Harris objects to Defendants' request for sanctions arguing that she and her attorneys have acted in good faith throughout the litigation. Furthermore, Harris contends that Defendants' failure to recognize the twenty-one day "safe harbor" rule contained in Rule 11 merits denial of their motions for sanctions. Having reviewed the pleadings and the applicable case law, the Court rules as follows. [*897] II. Procedural Background Initially, Marcia Harris filed suit against Franklin-Williamson Human Services, Inc. ("FWHS"), Laborers' International Union of North America ("LIUNA"), Southern Illinois Laborers' District Council ("SILDC"), and Randall Mayhew ("Mayhew") on September 16, 1998 (Docket Entry No. 1). Subsequently, Harris filed a five-count amended complaint against Defendants (Docket Entry No. 3). The First Amended Complaint alleges: (a) sexual discrimination [**4] pursuant to Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 200042 U.S.C. § 2000(e) et seq. (Count I); (b) sexual harassment and retaliation pursuant to Title VII (Count II); (c) age discrimination pursuant to the Age Discrimination in Employment Act of 1967, 29 U.S.C. § 621 29 U.S.C. § 621 et seq. ("ADEA") (Count III); (d) violations of the Violence Against Women Act, 42 U.S.C. § 13981 42 U.S.C. § 13981 et seq. ("VAWA") (Count IV); and (e) tortious interference of contract (Count V). Counts I, II and IV are against all Defendants; Count III is against FWHS and Count V is against LIUNA, SILDC and Mayhew. On February 17, 1999, the Court heard oral argument on several of Defendants' motions to dismiss and for summary judgment and took the matters under advisement. In March of 1999, the Court denied FWHS' motion for partial summary judgment; Mayhew, LIUNA and SILDC's motion to dismiss and/or summary judgment; and FWHS' motion to dismiss, to strike or for more definite statement (Docket Entry Nos. 40, 41 and 42, respectively). The parties proceeded with discovery and in April 1999, Harris' deposition was taken. In all, the parties [**5] deposed nineteen people from May 1999 to June 1999. After reviewing the depositions, Defendants Mayhew, LIUNA and SILDC served Harris' attorneys with their Rule 11 sanctions on May 25, 1999. In response to the sanctions, Harris filed a motion for leave to file a second amended complaint on June 15, 1999 (Docket Entry No. 56). On June 16, 1999, Mayhew, LIUNA and SILDC filed Rule 11 sanctions with the Court (Docket Entry No. 62). Subsequently, Defendants moved for summary judgment on all counts of the First Amended Complaint (Docket Entry Nos. 88, 98 and 105). On August 16, 1999, the Court held a hearing on Harris' motion for leave to file a second amended complaint. The Court orally denied the motion for to leave file a second amended complaint finding:
(August 16, 1999 hearing on motion for leave to file second amended complaint, pages 44-45, lines 24-23). Also during the August 16, 1999 hearing, the Court orally granted FWHS leave to [*898] file Rule 11 sanctions and 28 U.S.C. § 1927 sanctions. On September 20, 1999, FWHS [**7] moved for sanctions pursuant to both Rule 11 and 28 U.S.C. § 1927 (Docket Entry No. 120). Following suit, Mayhew, LIUNA and SILDC also moved for sanctions pursuant to 28 U.S.C. § 1927 on September 27, 1999 (Docket Entry No. 124). III. Facts Harris began working for FWHS in 1978. In 1989, she was promoted to the position of Director of Rehabilitation Services. In September of 1994, the employees of FWHS elected to become members of SILDC. Mayhew was the Director of Organizing in charge of the union organization and campaign at FWHS. Harris alleges that Mayhew committed numerous offensive acts against her and that she made repeated complaints to FWHS during her employment about Mayhew. Specifically, Harris alleges that on September 20, 1994, Mayhew assaulted, intimidated and harassed her while she was working at the Rehabilitation Center and that after the September 20, 1994 incident, Mayhew threatened, assaulted, intimidated, sexually harassed and/or stalked Harris on more than one occasion on the premises of FWHS' Rehabilitation Center. Harris' complaint further alleges that on or about September 20, 1994, Mayhew [**8] contacted Kenneth Bleyer, an attorney for FWHS, and told Bleyer that he controlled the County Boards in Franklin and Williamson Counties and that unless Harris was fired, Mayhew would make things difficult for FWHS with respect to its position with the union, and after that Mayhew threatened FWHS with adverse union actions, including strikes, if FWHS did not discipline, discharge, demote or otherwise make things difficult for Harris. She further asserts that agents and/or employees of Defendants, including Mayhew, did the following: (1) assaulted, intimidated, stalked and harassed her; (2) circulated a letter falsely implying that she had been tested for herpes; (3) circulated a flyer depicting her as a witch; (4) circulated a picture of a nude female with "call Marcia 618-996-3082" written on it; and (5) circulated a document entitled "The Great American Bitch Award" which named Harris as the recipient and stated the award was given to her for "being a c t." Harris also claims that in January 1996, she informed First Amended Complaint Markley, then acting administrator of FWHS, that Mayhew made or caused to be made threatening comments to her and threatened to shoot her. [**9] She claims that right after she and Markley talked, Markley issued her two written reprimands regarding her handling of a union grievance. At the end of June 1997, Harris initiated contact with an individual named Jimmy Fulks. n1 Harris had read news articles about Fulks' problems with Defendants. Feeling that they had something in common, Harris and Fulks developed a relationship. Eventually, Harris met with [*899] Fulks and his partner, corporate counsel, Paul Schoen. Fulks is paying for Harris' legal bills in connection with this suit. n2 - - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - - n1 Around 1989, Fulks began operating a business called Mariah Boat. At that time, Mayhew attempted to organize the employees working for Fulks at Mariah. Mayhew's organizing attempt was unsuccessful. This organization attempt caused personal problems between Fulks and Mayhew. In April 1997, Mayhew began a drive to organize another of Fulks' businesses, Chariot Marine Fabricators. Two weeks after Mayhew started his organizing efforts, Fulks closed Chariot after he caught Mayhew meeting with workers on a lunch break. The Union complained to the NLRB which issued a complaint accusing Mariah of illegally closing the business in part to "chill unionism at the Mariah facility." Thompson Coburn represented Fulks and Mariah at the proceedings before the NLRB. Ultimately, the NLRB determined that Fulks had illegally fired workers from Chariot. Subsequently, Fulks and Mariah, by and through their attorneys, Thompson Coburn, filed a lawsuit in the Southern District of Illinois against Mayhew and LIUNA for violations of the RICO statute. The Honorable J. Phil Gilbert dismissed with prejudice Fulks and Mariah's cause of action for failure to state a claim upon which relief can be granted. See Mariah Boat, Inc. v. Laborers Int'l Union of North America, 19 F. Supp. 2d 893 (S.D. Ill. 1998). [**10] n2 Harris testified that Jimmie Fulks is financing this litigation by advancing her fees 100%. (Harris deposition, page 215). Fulks testified that Paul Schoen is co-counsel with Thompson Coburn on this case and that Schoen can make the directions and make the calls that are necessary for the purpose of prosecuting the lawsuit (Fulks deposition, page 14). - - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - - Subsequently, in July of 1997, FWHS transferred Harris from her position of Director of Rehabilitation Services and assigned her to the position of Director of Development and Marketing. At this time, Harris was 49 years old and replaced (in the interim) by Karen Freitag, age 44. n3 Ultimately, the position was filled by Robert G. Ford, age 44. Harris maintains that she was transferred from her position as Director of Rehabilitation Services because of her sex, her age and in retaliation. Harris alleges that this transfer was an adverse employment action. She also alleges that her new office was infested with roaches. - - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - - n3 The record reveals that Freitag was almost 45 years old at the time she replaced Harris in the interim. - - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - - [**11] IV. Summary Judgment - - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - - n4 Accord Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 588-89, 89 L. Ed. 2d 538, 106 S. Ct. 1348 (1986); Jean v. Dugan, 20 F.3d 255, 259 (7th Cir. 1994). - - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - - [**12] In reviewing a summary judgment motion, the Court does not determine the truth of asserted matters, but rather decides whether there is a genuine factual issue for trial. Harms v. Godinez, 829 F. Supp. 259, 261 (N.D. Ill. 1993). No issue remains for trial "unless there is sufficient evidence favoring the non-moving party for a jury to return a verdict for that party. If the evidence is merely colorable, or is not sufficiently probative, summary judgment may be granted...." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249-50, 91 L. Ed. 2d 202, 106 S. Ct. 2505 (1986). Accord Brownell v. Figel, 950 F.2d 1285, 1289 (7th Cir. 1991). In a 1995 case, the Seventh Circuit noted that this standard should be applied "with added rigor" in employment discrimination cases, in which intent and credibility are crucial issues. See, e.g., DeLuca v. Winer Industries, Inc., 53 F.3d 793, 797 (7th Cir. 1995) (quoting Robinson v. PPG Industries, Inc., 23 F.3d 1159, 1162 (7th Cir. 1994) and Sarsha v. Sears, Roebuck & Co., 3 F.3d 1035, 1038 (7th Cir. 1993)). DeLuca affirmed prior [**13] Seventh Circuit pronouncements that in employment discrimination cases, which often involve issues of motive and intent, summary judgment must be approached with caution. Huhn v. Koehring Co., 718 F.2d 239, 242 (7th Cir. 1983) Huhn relied on an earlier case which recognized that, although summary judgment is improper in employment discrimination cases which involve "weighing of conflicting indications of motive and intent, "where a plaintiff has no evidence of discriminatory motive to "put on the scales for weighing," summary judgment is appropriate. Id. V. Analysis A. Count I - Sex Discrimination The first step for Harris under the McDonnell-Douglas method is to establish a prima facie case of sex discrimination. Gonzalez v. Ingersoll Milling Machine Co., 133 F.3d 1025, 1032 (7th Cir. 1998); Pasqua, 101 F.3d at 516. Once the plaintiff establishes a prima facie case, the burden shifts to the defendant to articulate a legitimate, nondiscriminatory reason for its action. Cowan v. Glenbrook Sec. Servs., Inc., 123 F.3d 438, 445 (7th Cir. 1997). Then the burden shifts back to the plaintiff to show the defendant's reason is in fact pretext for discrimination. Bahl v. Royal Indemnity Co., 115 F.3d 1283, 1290 (7th Cir.1997). The ultimate burden of proof remains with the plaintiff at all times. See Kirk v. Federal Property Management Corp., 22 F.3d 135, 138 (7th Cir. 1994). First, the Court must determine whether Harris has established a prima facie case of sex discrimination. n5 Defendants maintain that Harris cannot set forth a prima facie case of sex discrimination. Harris responds that she was moved out of her position as Director of Rehabilitation and replaced by a man because she is a woman. She further argues that there is a genuine issue of fact as to whether she was meeting FWHS' legitimate expectations and whether FWHS' reason for transfer was pretextual. Based on the following, the Court concludes that Harris has failed [**16] to establish a prima facie case of sex discrimination. - - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - - n5 Harris has not presented direct evidence of sex discrimination. Therefore, the Court need only address her sex discrimination claim under the indirect method. - - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - - The Court finds that Harris cannot establish that she suffered an adverse employment action. The Seventh Circuit has defined an adverse action as follows: [A] materially adverse change in the terms and conditions of employment must be more disruptive than a mere inconvenience or an alteration of job responsibilities. A materially adverse change might be indicated by a termination of employment, a demotion, evidenced by a decrease in salary, a less distinguished title, a material loss of benefits, significantly diminished material responsibilities, or other indices that might be unique to a particular situation. Crady v. Liberty Nat. Bank & Trust Co., 993 F.2d 132, 136 (7th Cir. 1993). Here, Harris was never fired from FWHS, nor was she ever demoted. FWHS [**17] approached Harris about transferring after a number of grievances were filed in her division. She expressed interest in the position and eventually applied for and accepted the new position of Director of Development and Marketing. In a letter to Melby, Harris stated that the new job description was acceptable. She [*901] retained the same benefits and the same salary she had in her old position, and her supervisor and her title remained the same. She is the third highest employee of FWHS. Her responsibilities were changed, not diminished. After Harris accepted the new position, her co-employees threw her a going away party and she cleaned out her office. Subsequently, she tried to recant her acceptance of the position. However, Harris' position had been filled by Ms. Freitag. The Court finds that this was not an adverse employment action. Further, Harris can not show that similarly situated males were treated more favorably. Harris argues that Jeff Horton and Robert Ford were similarly situated and treated more favorably than she was. The Court disagrees. Harris was replaced as Director of Rehabilitation, by Ms. Freitag and ultimately, the position was filled by Ford. As to Horton, the [**18] record reveals that Horton was a supervisor at the Rehabilitation Center, while Harris was the Director of the Rehabilitation Center and that Horton answered to Harris and Harris answered directly to the Administrator of FWHS. The record also reveals that Horton did not have trouble with the Union, while the record is replete with evidence that Harris did. Clearly, Harris and Horton were not similarly situated. Next, Harris maintains that Ford was similarly situated to her. She claims that she was not interviewed for the job even though she was qualified. This argument also fails. As stated before, the record reveals that Harris had a history of problems with the Union, while Ford was new to FWHS and he did not have a history of problems with the Union. Harris has not demonstrated that she and Ford were similarly situated. Accordingly, the Court grants Defendants' motions for summary judgment on Harris' sex discrimination claim, Count I. B. Count II - Sexual Harassment and Retaliation Sexual Harassment An employee asserting a claim of hostile work environment sexual harassment must prove the following: (1) the employee belongs to a protected group; (2) the employee was subjected to unwelcome sexual harassment in the form of sexual advances or requests for sexual favors; (3) the harassment was based on sex; (4) the harassment affected a term, condition, or privilege of employment; and (5) the harassment was sufficiently severe and pervasive to alter the conditions of the victim's employment and create an abusive working environment. Meritor Savings Bank, 477 U.S. at 66-73 (1986). At issue here, is whether Harris can prove the second and third requirements, i.e., that she was subjected to unwelcome sexual harassment in the form of sexual advances/favors and that the harassment was based on sex. In her deposition, Harris admitted that Mayhew never verbally threatened her with physical violence, that he never made sexual advances toward her, that he never struck her and that he never physically touched. She also conceded that the September 20, 1994 incident with Mayhew arose out of a labor dispute. There is no evidence that anyone connected with Defendants [**23] circulated "a letter falsely implying that Plaintiff had been tested for Herpes;" that Defendants circulated "a picture of a nude female with 'call Marcia 618-996-3082' written on it;" n6 and that Defendants circulated "a document entitled 'The Great American Bitch Award" which named Plaintiff as the recipient and stated that the award was given to her for 'being a c t." Harris relies on the proposition that circumstantial evidence might lead to Defendants because at one time Mayhew admitted to circulating a picture depicting Harris as a witch. - - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - - n6 As to the nude female picture, Harris testified that she knew the identify of the person who disseminated the material and knew that this person had no connection with Defendants. - - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - - Harris claims that Mayhew stalked her on various occasions. These alleged stalkings consist of Mayhew pulling his car behind Harris' parked car, and sitting in a bar in a hotel in which Harris was staying. Harris also alleges that Mayhew sexually harassed her by repeatedly coming [**24] into her office to deliver grievances. However, Harris testified that the only thing Mayhew [*903] would say to Harris when he delivered the grievances was "here is another grievance." Harris also tries to link the fact that her car was egged while in the parking lot of FWHS to demonstrate that she was sexually harassed. This argument must fail. At the same time that Harris' car was egged, another FWHS male employees car was also egged. The Court does not find that this rises to a level of sexual harassment in which Title VII was meant to cover. Next, Harris next claims that Gordon Philip subjected her to a hostile work environment. She claims that over a ten year period Philip (1) made inappropriate comments about a phone call Harris received; (2) he called her a Dragon Lady and a jerk; (3) he twice stated "women rub their eyes, men rub their balls; and (4) he told a joke while simulating masturbation; (5) he told a blond joke; and (6) he made a comment about Harris' breasts. While the Court does not condone Philip's conduct, the Court does not find that it rises to a level of hostile work environment under the Seventh Circuit. Despite Harris' numerous allegations of harassing behavior, she fails to support them with anything but her own conclusory assertions or speculation. In support of her allegations, she cites almost exclusively to her own deposition. However, these self-serving, uncorroborated assertions are not evidence of a hostile work environment. Mills v. First Fed. Sav. & Loan Ass'n of Belvidere, 83 F.3d 833, 840 (7th Cir. 1996). The evidence does not reveal that Harris was subjected to unwelcome sexual advances/favors or that she was harassed based on her sex. The Court concludes that Harris failed to prove a prima facie case of sexual harassment based on her sex. Accordingly, the Court grants Defendants' motions for summary judgment on Harris' sexual harassment [**26] claim, Count II. Retaliation |